Broadpoint's Investment Banking group is focused on developing long-term relationships with senior management teams of mid-sized and emerging growth companies within its focus sectors. Consistent with Broadpoint's mission, the Investment Banking group seeks to deliver value-added solutions with a focus on the needs of its clients through experience, execution and accountability in the areas of capital raising and strategic advisory.

The Broadpoint team is comprised of senior level professionals with extensive experience in terms of years, transactions and capital raised. This experienced group of professionals provides advisory and execution services including public and private equity and debt offerings and mergers and acquisitions.

Broadpoint's Investment Banking Group is focused in the following sectors:

• Clean Tech
• Energy
• Healthcare
• Technology
• Diversified Industrial

Broadpoint's product expertise includes:

• Equity -- IPO's, Follow-ons, PIPEs, registered directs, private placements, convertibles
• Debt -- Public debt, bank debt, high yield, private debt
• M&A Advisory -- buyside, sellside, fairness opinions, board and special committee advisory
• Recapitalization & Restructuring -- In and out of court restructurings, exchange offers, chapter 11 reorganizations, distressed asset sales, company, creditor and board advisory

Since 2003, Broadpoint's Investment Banking Group has completed:

• 70 public equity offerings raising more than $7 billion in capital
• 54 private capital and debt offerings raising $4 billion in capital
• 21 M&A advisory assignments
• 29 restructuring advisory assignments totaling more than $20 billion of restructured liabilities^**